Gallantree Platform
Compliance, built into the operating model.
Trust deed obligations, AFSL requirements, regulatory reporting, and internal governance workflows run on the same platform as our credit operations. Evidence, not email threads.
Compliance Workflows
Purpose-built modules for every compliance obligation
Trust Deed Compliance
Automated checks against trust deed provisions, covenant tests, and concentration limits. Breaches surface in real time with full context for committee review.
AFSL Obligations
Continuous monitoring of Australian Financial Services Licence obligations including breach reporting, financial resource requirements, and conduct standards.
Regulatory Reporting
Scheduled regulatory submissions generated from platform data with workflow approvals, supporting evidence, and delivery confirmation.
Policy Management
Central register of approved policies with review cycles, attestation workflows, and version-controlled distribution to all staff.
Registers
Incidents, breaches, complaints, conflicts of interest, and decision logs maintained as board-ready registers with searchable history.
Risk & Incident Management
Structured risk identification, treatment, and escalation workflows. Incidents are logged with impact assessments, remediation plans, and lessons learned.
Committees & Governance
Agenda management, minutes, resolutions, and action tracking for credit, risk, audit, and executive committees. Everything auditable, nothing lost.
Immutable Audit Trail
Every compliance action, approval, and override is captured in an immutable ledger available to auditors, trustees, and regulators on demand.
Internal Compliance Platform
We run our own compliance platform, end to end.
Every control, policy, and attestation described on this page is managed inside a purpose-built compliance platform that we operate for ourselves. It is the same discipline we apply to our credit programs, turned inward.
Module Training
Interactive training modules
Every team member completes structured training modules covering AML/CTF, anti-corruption, ASIC governance, platform operations, and structured credit fundamentals. Even modules for RG-146 are integrated.
AI coaches guide participants through each module with real-time tips and contextual explanations. Completions are tracked, certificates are generated automatically, and renewal is enforced on a 12-month cycle.
View Training Modules20+ Modules
Compliance, technical, and platform training covering AML/CTF, encryption, RMBS/CLO structures, and governance.
AI Coaching
Each module includes an AI coach that provides contextual guidance, adapts to your responses, and highlights areas for focus.
RG 146 Coverage
Modules for RG-146 are enabled, ensuring compliance with ASIC regulatory requirements.
Tracked and Certified
Completions generate certificates, contribute to CPD records, and are enforced on 12-month renewal cycles.
Evidence-first compliance for structured credit
Request a walkthrough of how Gallantree operates compliance across its CLO programs and licensed activities.
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Move forward
with Gallantree
Clear next steps for institutions ready to originate, structure and invest in Australian credit with confidence.